Tier 4 Systematic

JOHN DEERE OTTUMWA WORKS

📍 928 E. VINE STREET, OTTUMWA, IA 52501🏭 Farm Machinery and Equipment Manufacturing (NAICS 333111)📅 2013-10-22
$40,165.50
Total Penalties
43
Citations
33/100
Risk Score
437
Analysis Words
Enforcement Analysis

According to U.S. Department of Labor enforcement records, JOHN DEERE OTTUMWA WORKS — a farm machinery and equipment manufacturing facility located at 928 E. VINE STREET, OTTUMWA, IA 52501 — was the subject of a formal OSHA inspection that resulted in 43 citation(s) and cumulative proposed penalties of $40,165.50. The inspection case was opened on 2013-10-22.

The volume of citations issued during this inspection suggests systematic compliance deficiencies rather than isolated incidents. Facilities with 10 or more citations typically face comprehensive abatement requirements and may be subject to follow-up inspections.

BLS Injury Data: According to the Bureau of Labor Statistics (2022), this industry sector has an occupational injury rate of 3.3 per 100 full-time workers — 22% above the national average of 2.7. The sector fatality rate is 2.3 per 100,000 workers.

EPA Environmental Record: The EPA shows no current violations for this facility. regulated under: Clean Air Act, RCRA Hazardous Waste, Toxics Release Inventory. Toxic Release Inventory reports 15223 lbs in releases/transfers. Source: EPA ECHO database.

Industry Benchmark: The total penalty of $40,165.50 is more than 6.2× the national average of $6,436.62 for facilities in the Manufacturing sector (NAICS 333111). This sector encompasses 82,943 inspected facilities nationwide with aggregate penalties totaling $533.9M.

State Context: Within IA, this facility's penalty places it at the 99th percentile among 19,658 inspected facilities. The statewide average penalty is $2,797.42.

Citation Analysis: The inspection produced 43 citations spanning 8 distinct OSHA regulatory standards. The citation breakdown includes: 12 serious — A workplace hazard that could cause death or serious physical harm exists, and the employer knew or should have known about the condition. 3 other-than-serious — The violation has a direct relationship to job safety and health but is unlikely to cause death or serious physical harm.

Enforcement Timeline: Citations were issued beginning September 11, 1991 with the latest abatement deadline set for March 12, 2009. Of the 43 total citations, 15 (35%) have been marked as abated in DOL records, which may indicate ongoing compliance gaps requiring further regulatory attention.

Penalty Assessment: The cumulative penalty of $40,165.50 reflects OSHA's gravity-based penalty calculation methodology, which considers the severity of potential injury, the probability of occurrence, the employer's size, good faith, and violation history. The per-citation average of $934.08 falls within the standard penalty range.

Penalty Analysis:* $40k for 43 violations might seem low per-item, but

Industry Benchmark (IA)

This facility's $40,166 penalty is higher than 97% of all penalized companies in the NAICS 333111 industry in IA. The state average penalty for this industry is $6,783.

$6,783
State Avg
$40,166
This Facility
Citation Matrix — 43 Citations
29 CFR 1910.178(l)
Powered Industrial Trucks (Forklifts)
Serious
Penalty: $1,700.00Gravity: 02Issued: August 20, 1992Abated: ✓ Yes
29 CFR 1910.178(q)(07)
Powered Industrial Trucks (Forklifts)
Serious
Penalty: $2,125.00Gravity: 04Issued: August 20, 1992Abated: ✓ Yes
29 CFR 1910.305(g)(01)
Electrical — Wiring Methods & Components
Other-than-Serious
Penalty: $0.00Gravity: 00Issued: April 5, 1994Abated: ✓ Yes
29 CFR 1910.107(g)(05)
Serious
Penalty: $650.00Gravity: 02Issued: February 13, 2009Abated: ✓ Yes
29 CFR 1910.134(m)(02)
Fall Protection — General Requirements
Other-than-Serious
Penalty: $0.00Gravity: 01Issued: February 13, 2009Abated: ✓ Yes
29 CFR 1910.1001(k)(05)
Serious
Penalty: $810.00Gravity: 09Issued: September 11, 1991Abated: ✓ Yes
29 CFR 1910.1001(k)(06)
Serious
Penalty: $810.00Gravity: 09Issued: September 11, 1991Abated: ✓ Yes
29 CFR 1910.1001(l)(02)
Serious
Penalty: $810.00Gravity: 09Issued: September 11, 1991Abated: ✓ Yes
29 CFR 1926.58(e)(06)
Serious
Penalty: $810.00Gravity: 09Issued: September 11, 1991Abated: ✓ Yes
OSHA Std. 1200006
Other-than-Serious
Penalty: $0.00Gravity: 09Issued: September 11, 1991Abated: ✓ Yes
29 CFR 1910.212(a)(03)
Machine Guarding — General Requirements
Serious
Penalty: $694.00Gravity: 03Issued: April 5, 1994Abated: ✓ Yes
29 CFR 1910.1025(c)(01)
Serious
Penalty: $416.00Gravity: 01Issued: April 5, 1994Abated: ✓ Yes
29 CFR 1910.1025(f)(04)
Serious
Penalty: $416.00Gravity: 01Issued: April 5, 1994Abated: ✓ Yes
29 CFR 1910.134(e)(05)
Fall Protection — General Requirements
Serious
Penalty: $0.00Gravity: 00Issued: April 5, 1994Abated: ✓ Yes
29 CFR 1910.1025(i)(01)
Serious
Penalty: $416.00Gravity: 01Issued: April 5, 1994Abated: ✓ Yes
This report is compiled from publicly available U.S. Department of Labor enforcement data under the Freedom of Information Act. SVEP Navigator is an independent research and analysis platform and is not affiliated with, endorsed by, or connected to OSHA, the Department of Labor, or any federal agency. Information is provided for research, educational, and compliance planning purposes only and does not constitute legal advice. Penalty amounts shown are proposed penalties and may have been modified through contest proceedings or settlement.
Local Competitor Benchmark

Comparing penalized facilities in OTTUMWA, IA (Broader Sector)

JOHN DEERE OTTUMWA WORKS (This Facility)
$40.2K
43 cit.
C & C MANUFACTURING, LLC
$9.0K
14 cit.
WINBCO TANK COMPANY
$1.3K
3 cit.
More IA Enforcement Records
INSITUFORM TECHNOLOGIES USA, INC.
DES MOINES, IA
$733.8K
20 cit.
TERRA INTERNATIONAL, INC.
SERGEANT BLUFF, IA
$681.6K
63 cit.
BEEF PRODUCTS, INC.
WATERLOO, IA
$676.0K
54 cit.
BRIDGESTONE/FIRESTONE AGRICULTURAL TIRE DIV.
DES MOINES, IA
$545.5K
153 cit.
PRETIUM PACKAGING L.L.C.
MUSCATINE, IA
$500.0K
26 cit.
Other Inspected Facilities in OTTUMWA, IA
EXCEL CORPORATION
$134.1K
87 cit.
CARGILL MEAT SOLUTIONS CORPORATION
$116.3K
36 cit.
UNIVERSAL-RUNDLE CORPORATION
$30.3K
47 cit.
EVERCO INDUSTRIES
$26.3K
67 cit.
AMERICAN BOTTLING COMPANY
$23.5K
26 cit.
Related Guides & Tools
OSHA Fines & Penalties Guide →
How OSHA calculates penalties and maximum fine amounts.
After an OSHA Inspection →
Citations, appeals, and penalty negotiation steps.
Top 10 OSHA Violations →
The most frequently cited standards nationwide.
Manufacturing Safety Data →
Industry-wide violation stats and rankings.

Explore more: OSHA enforcement in OTTUMWA · Iowa data · Search the database · Incident Rate Calculator

Frequently Asked Questions
What OSHA violations was JOHN DEERE OTTUMWA WORKS cited for?

JOHN DEERE OTTUMWA WORKS received 43 citation(s) covering 8 distinct OSHA standards. Total proposed penalties were $40,165.50. The inspection opened on 2013-10-22.

How much was JOHN DEERE OTTUMWA WORKS fined by OSHA?

OSHA proposed penalties of $40,165.50 against JOHN DEERE OTTUMWA WORKS in OTTUMWA, IA. Average per citation: $934.08.

Is JOHN DEERE OTTUMWA WORKS a safe workplace?

Based on enforcement records, JOHN DEERE OTTUMWA WORKS has a risk score of 33 out of 100. The volume of citations issued during this inspection suggests systematic compliance deficiencies rather than isolated incidents. Facilities with 10 or more citations typically face comprehensive abatement requirements and may be subject to follow-up inspections.

How does this penalty compare to the industry average?

The average penalty for Farm Machinery and Equipment Manufacturing facilities is $6,436.62. This facility penalty of $40,165.50 is above the industry average.