Tier 5 Standard

FRANCIS GAINES ROOFING, LLC

📍 EVERGREEN RD., FRANKFORT, KY 40601🏭 Roofing Contractors (NAICS 238160)📅 2012-04-18
$22,400.00
Total Penalties
2
Citations
5/100
Risk Score
386
Analysis Words
Enforcement Analysis

According to U.S. Department of Labor enforcement records, FRANCIS GAINES ROOFING, LLC — a roofing contractors facility located at EVERGREEN RD., FRANKFORT, KY 40601 — was the subject of a formal OSHA inspection that resulted in 2 citation(s) and cumulative proposed penalties of $22,400.00. The inspection case was opened on 2012-04-18.

DOL records document workplace safety violations warranting formal citation under the OSH Act. While classified at the standard enforcement level, all OSHA citations require corrective action and may indicate areas where workplace safety programs should be strengthened.

BLS Injury Data: According to the Bureau of Labor Statistics (2022), this industry sector has an occupational injury rate of 2.8 per 100 full-time workers — 4% above the national average of 2.7. The sector fatality rate is 9.6 per 100,000 workers.

Industry Benchmark: The total penalty of $22,400.00 is more than 6.2× the national average of $3,609.14 for facilities in the Construction sector (NAICS 238160). This sector encompasses 532,749 inspected facilities nationwide with aggregate penalties totaling $1,922.8M.

State Context: Within KY, this facility's penalty places it at the 98th percentile among 26,562 inspected facilities. The statewide average penalty is $2,754.01.

Citation Analysis: The inspection produced 2 citations spanning 2 distinct OSHA regulatory standards. The citation breakdown includes: 2 serious — A workplace hazard that could cause death or serious physical harm exists, and the employer knew or should have known about the condition.

Enforcement Timeline: Citations were issued beginning September 7, 2012 with the latest abatement deadline set for September 26, 2012. Of the 2 total citations, 0 (0%) have been marked as abated in DOL records, which may indicate ongoing compliance gaps requiring further regulatory attention.

Penalty Assessment: The cumulative penalty of $22,400.00 reflects OSHA's gravity-based penalty calculation methodology, which considers the severity of potential injury, the probability of occurrence, the employer's size, good faith, and violation history. The per-citation average of $11,200.00 falls within the standard penalty range.

The enforcement record for Francis Gaines Roofing, LLC, underscores a systemic failure to address the primary

Industry Benchmark (KY)

This facility's $22,400 penalty is higher than 97% of all penalized companies in the NAICS 238160 industry in KY. The state average penalty for this industry is $5,837.

$5,837
State Avg
$22,400
This Facility
Citation Matrix — 2 Citations
29 CFR 1926.501(b)(10)
Fall Protection Scope & Applications (Construction)
Serious
Penalty: $19,600.00Gravity: nanIssued: September 7, 2012Abated: Pending
29 CFR 1926.503(a)(01)
Fall Protection Training
Serious
Penalty: $2,800.00Gravity: nanIssued: September 7, 2012Abated: Pending
This report is compiled from publicly available U.S. Department of Labor enforcement data under the Freedom of Information Act. SVEP Navigator is an independent research and analysis platform and is not affiliated with, endorsed by, or connected to OSHA, the Department of Labor, or any federal agency. Information is provided for research, educational, and compliance planning purposes only and does not constitute legal advice. Penalty amounts shown are proposed penalties and may have been modified through contest proceedings or settlement.
Local Competitor Benchmark

Comparing penalized facilities in FRANKFORT, KY (Exact Industry)

FRANCIS GAINES ROOFING, LLC (This Facility)
$22.4K
2 cit.
JUAN PONCE DBA PONCE CONSTRUCTION AND REPAIR
$46.2K
3 cit.
BRIAN YOUNG DBA CENTRAL KENTUCKY ROOFING INC
$42.0K
1 cit.
RPM INTERIORS INC
$33.6K
5 cit.
More KY Enforcement Records
AMERICAN RESOURCES INC
LOUISVILLE, KY
$515.3K
24 cit.
PHELPS DODGE MAGNET WIRE CO.
HOPKINSVILLE, KY
$427.8K
57 cit.
T.S.P., INC.
VINE GROVE, KY
$420.0K
12 cit.
LEGGETT & PLATT, INCORPORATED
WINCHESTER, KY
$259.7K
46 cit.
65496 - DOLLAR GENERAL CORPORATION
PADUCAH, KY
$253.0K
6 cit.
Other Inspected Facilities in FRANKFORT, KY
JUAN PONCE DBA PONCE CONSTRUCTION AND REPAIR
$46.2K
3 cit.
BRIAN YOUNG DBA CENTRAL KENTUCKY ROOFING INC
$42.0K
1 cit.
RPM INTERIORS INC
$33.6K
5 cit.
BEAM GLOBAL SPIRITS & WINE, LLC. DBA JIM BEAM BRAN
$26.4K
12 cit.
BENDIX COMMERCIAL VEHICLE SYSTEMS, LLC
$24.8K
12 cit.
Related Guides & Tools
OSHA Fines & Penalties Guide →
How OSHA calculates penalties and maximum fine amounts.
After an OSHA Inspection →
Citations, appeals, and penalty negotiation steps.
Top 10 OSHA Violations →
The most frequently cited standards nationwide.
Construction Safety Data →
Industry-wide violation stats and rankings.

Explore more: OSHA enforcement in FRANKFORT · Kentucky data · Search the database · Incident Rate Calculator

Frequently Asked Questions
What OSHA violations was FRANCIS GAINES ROOFING, LLC cited for?

FRANCIS GAINES ROOFING, LLC received 2 citation(s) covering 2 distinct OSHA standards. Total proposed penalties were $22,400.00. The inspection opened on 2012-04-18.

How much was FRANCIS GAINES ROOFING, LLC fined by OSHA?

OSHA proposed penalties of $22,400.00 against FRANCIS GAINES ROOFING, LLC in FRANKFORT, KY. Average per citation: $11,200.00.

Is FRANCIS GAINES ROOFING, LLC a safe workplace?

Based on enforcement records, FRANCIS GAINES ROOFING, LLC has a risk score of 5 out of 100. DOL records document workplace safety violations warranting formal citation under the OSH Act. While classified at the standard enforcement level, all OSHA citations require corrective action and may indicate areas where workplace safety programs should be strengthened.

How does this penalty compare to the industry average?

The average penalty for Roofing Contractors facilities is $3,609.14. This facility penalty of $22,400.00 is above the industry average.