Tier 5 Standard

DAVID GAINES ROOFING, LLC

📍 ROBINSON WAY LOT #2, LEXINGTON, KY 40511🏭 New Single-Family Housing Construction (except For-Sale Builders) (NAICS 236115)📅 2007-03-13
$32,000.00
Total Penalties
2
Citations
22/100
Risk Score
482
Analysis Words
Enforcement Analysis

According to U.S. Department of Labor enforcement records, DAVID GAINES ROOFING, LLC — a new single-family housing construction (except for-sale builders) facility located at ROBINSON WAY LOT #2, LEXINGTON, KY 40511 — was the subject of a formal OSHA inspection that resulted in 2 citation(s) and cumulative proposed penalties of $32,000.00. The inspection case was opened on 2007-03-13.

DOL records document workplace safety violations warranting formal citation under the OSH Act. While classified at the standard enforcement level, all OSHA citations require corrective action and may indicate areas where workplace safety programs should be strengthened.

BLS Injury Data: According to the Bureau of Labor Statistics (2022), this industry sector has an occupational injury rate of 2.8 per 100 full-time workers — 4% above the national average of 2.7. The sector fatality rate is 9.6 per 100,000 workers.

Industry Benchmark: The total penalty of $32,000.00 is more than 8.9× the national average of $3,609.14 for facilities in the Construction sector (NAICS 236115). This sector encompasses 532,749 inspected facilities nationwide with aggregate penalties totaling $1,922.8M.

State Context: Within KY, this facility's penalty places it at the 99th percentile among 26,562 inspected facilities. The statewide average penalty is $2,754.01.

Citation Analysis: The inspection produced 2 citations spanning 1 distinct OSHA regulatory standards. The citation breakdown includes: 2 repeat — A substantially similar violation was found during a previous inspection and the original citation has become a final order.

Enforcement Timeline: Citations were issued beginning April 20, 2006 with the latest abatement deadline set for June 15, 2007. Of the 2 total citations, 1 (50%) have been marked as abated in DOL records, suggesting partial progress toward required corrective actions.

Penalty Assessment: The cumulative penalty of $32,000.00 reflects OSHA's gravity-based penalty calculation methodology, which considers the severity of potential injury, the probability of occurrence, the employer's size, good faith, and violation history. The per-citation average of $16,000.00 falls within the standard penalty range.

The enforcement history for David Gaines Roofing, LLC, reveals a localized but severe breakdown in fall protection protocols, specifically concerning steep-slope roofing operations (1926.501(b)(11)). The issuance of two Repeat violations, totaling $32,000 in 2007, represents a penalty structure significantly higher than the industry average for residential construction at that time. This elevated fine reflects the high gravity of the hazards and the employer’s failure to remediate safety deficits identified in prior inspections. In practical terms, the absence of guardrail systems, safety nets, or personal fall arrest systems on steep pitches exposed workers to catastrophic, life-altering falls—the leading cause of mortality in the construction sector. The classification of these citations as Repeat is legally

Industry Benchmark (KY)

This facility's $32,000 penalty is higher than 99% of all penalized companies in the NAICS 236115 industry in KY. The state average penalty for this industry is $4,880.

$4,880
State Avg
$32,000
This Facility
Citation Matrix — 2 Citations
29 CFR 1926.501(b)(11)
Fall Protection Scope & Applications (Construction)
Repeat
Penalty: $4,000.00Gravity: nanIssued: April 20, 2006Abated: Pending
29 CFR 1926.501(b)(11)
Fall Protection Scope & Applications (Construction)
Repeat
Penalty: $28,000.00Gravity: nanIssued: June 11, 2007Abated: ✓ Yes
This report is compiled from publicly available U.S. Department of Labor enforcement data under the Freedom of Information Act. SVEP Navigator is an independent research and analysis platform and is not affiliated with, endorsed by, or connected to OSHA, the Department of Labor, or any federal agency. Information is provided for research, educational, and compliance planning purposes only and does not constitute legal advice. Penalty amounts shown are proposed penalties and may have been modified through contest proceedings or settlement.
Local Competitor Benchmark

Comparing penalized facilities in LEXINGTON, KY (Exact Industry)

DAVID GAINES ROOFING, LLC (This Facility)
$32.0K
2 cit.
67859 - MK BUILDS LLC
$6.0K
2 cit.
APPALACHIAN REGIONAL HEALTHCARE, INC.
$1.9K
1 cit.
CHARLES LANHAM
$1.8K
4 cit.
More KY Enforcement Records
AMERICAN RESOURCES INC
LOUISVILLE, KY
$515.3K
24 cit.
PHELPS DODGE MAGNET WIRE CO.
HOPKINSVILLE, KY
$427.8K
57 cit.
T.S.P., INC.
VINE GROVE, KY
$420.0K
12 cit.
LEGGETT & PLATT, INCORPORATED
WINCHESTER, KY
$259.7K
46 cit.
65496 - DOLLAR GENERAL CORPORATION
PADUCAH, KY
$253.0K
6 cit.
Other Inspected Facilities in LEXINGTON, KY
JOHN PONCE DBA PONCE CONSTRUCTION AND REPAIRTOWNEY
$99.4K
5 cit.
60844 - L-M ASPHALT PARTNERS LTD
$89.3K
4 cit.
68202 - COMMONWEALTH TECHNOLOGY SOLUTIONS KENTUCKY LLC
$85.5K
5 cit.
JOHN PONCE DBA PONCE CONSTRUCTION & REPAIR
$82.6K
3 cit.
68201 - JACKSON RENOVATIONS LLC
$82.0K
4 cit.
Related Guides & Tools
OSHA Fines & Penalties Guide →
How OSHA calculates penalties and maximum fine amounts.
After an OSHA Inspection →
Citations, appeals, and penalty negotiation steps.
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The most frequently cited standards nationwide.
Construction Safety Data →
Industry-wide violation stats and rankings.

Explore more: OSHA enforcement in LEXINGTON · Kentucky data · Search the database · Incident Rate Calculator

Frequently Asked Questions
What OSHA violations was DAVID GAINES ROOFING, LLC cited for?

DAVID GAINES ROOFING, LLC received 2 citation(s) covering 1 distinct OSHA standards. Total proposed penalties were $32,000.00. The inspection opened on 2007-03-13.

How much was DAVID GAINES ROOFING, LLC fined by OSHA?

OSHA proposed penalties of $32,000.00 against DAVID GAINES ROOFING, LLC in LEXINGTON, KY. Average per citation: $16,000.00.

Is DAVID GAINES ROOFING, LLC a safe workplace?

Based on enforcement records, DAVID GAINES ROOFING, LLC has a risk score of 22 out of 100. DOL records document workplace safety violations warranting formal citation under the OSH Act. While classified at the standard enforcement level, all OSHA citations require corrective action and may indicate areas where workplace safety programs should be strengthened.

How does this penalty compare to the industry average?

The average penalty for New Single-Family Housing Construction (except For-Sale Builders) facilities is $3,609.14. This facility penalty of $32,000.00 is above the industry average.