Tier 2 Severe

CATERPILLAR, INCORPORATED

📍 801 MEMORY LANE, YORK, PA 17403🏭 Industry Sector 00📅 1997-03-19
$36,235.00
Total Penalties
35
Citations
82/100
Risk Score
401
Analysis Words
Enforcement Analysis

According to U.S. Department of Labor enforcement records, CATERPILLAR, INCORPORATED — a industry sector 00 facility located at 801 MEMORY LANE, YORK, PA 17403 — was the subject of a formal OSHA inspection that resulted in 35 citation(s) and cumulative proposed penalties of $36,235.00. The inspection case was opened on 1997-03-19.

Federal investigators determined that one or more violations at this facility were committed willfully — meaning the employer either knowingly failed to comply with OSHA standards or acted with plain indifference to employee safety. Willful violations carry the highest penalty multipliers under the OSH Act.

State Context: Within PA, this facility's penalty places it at the 99th percentile among 84,409 inspected facilities. The statewide average penalty is $3,015.83.

Citation Analysis: The inspection produced 35 citations spanning 9 distinct OSHA regulatory standards. The citation breakdown includes: 1 repeat — A substantially similar violation was found during a previous inspection and the original citation has become a final order. 9 serious — A workplace hazard that could cause death or serious physical harm exists, and the employer knew or should have known about the condition. 1 willful — The employer intentionally and knowingly committed the violation, demonstrating either an intentional disregard for the requirements of the OSH Act or plain indifference to employee safety and health. 4 other-than-serious — The violation has a direct relationship to job safety and health but is unlikely to cause death or serious physical harm.

Enforcement Timeline: Citations were issued beginning October 24, 1991 with the latest abatement deadline set for May 30, 1997. Of the 35 total citations, 12 (34%) have been marked as abated in DOL records, which may indicate ongoing compliance gaps requiring further regulatory attention.

Penalty Assessment: The cumulative penalty of $36,235.00 reflects OSHA's gravity-based penalty calculation methodology, which considers the severity of potential injury, the probability of occurrence, the employer's size, good faith, and violation history. The per-citation average of $1,035.29 falls within the standard penalty range.

The enforcement profile for this Caterpillar facility reveals a systemic breakdown in fundamental safety management systems, characterized by a dangerous

Citation Matrix — 35 Citations
29 CFR 1910.1200(f)(05)
Hazard Communication Standard (Chemical Safety)
Repeat
Penalty: $200.00Gravity: 01Issued: October 24, 1991Abated: ✓ Yes
29 CFR 1910.147(c)(01)
Control of Hazardous Energy (Lockout/Tagout)
Serious
Penalty: $4,500.00Gravity: 10Issued: July 27, 1994Abated: ✓ Yes
29 CFR 1910.242(b)
Serious
Penalty: $20.00Gravity: 02Issued: July 27, 1994Abated: ✓ Yes
29 CFR 1910.212(a)(03)
Machine Guarding — General Requirements
Willful
Penalty: $4,500.00Gravity: 10Issued: July 27, 1994Abated: ✓ Yes
29 CFR 1910.147(c)(06)
Control of Hazardous Energy (Lockout/Tagout)
Serious
Penalty: $0.00Gravity: 10Issued: July 27, 1994Abated: ✓ Yes
29 CFR 1910.147(c)(07)
Control of Hazardous Energy (Lockout/Tagout)
Serious
Penalty: $0.00Gravity: 10Issued: July 27, 1994Abated: ✓ Yes
29 CFR 1910.212(a)(01)
Machine Guarding — General Requirements
Serious
Penalty: $5,000.00Gravity: 10Issued: July 27, 1994Abated: ✓ Yes
29 CFR 1910.132(a)
Personal Protective Equipment — General
Serious
Penalty: $850.00Gravity: 01Issued: November 20, 1991Abated: ✓ Yes
29 CFR 1910.22(b)(02)
Walking-Working Surfaces — General
Other-than-Serious
Penalty: $0.00Gravity: 01Issued: May 12, 1994Abated: ✓ Yes
29 CFR 1910.132(a)
Personal Protective Equipment — General
Serious
Penalty: $2,125.00Gravity: 03Issued: May 20, 1997Abated: ✓ Yes
29 CFR 1910.133(a)(01)
Eye & Face Protection
Serious
Penalty: $0.00Gravity: 03Issued: May 20, 1997Abated: ✓ Yes
29 CFR 1910.151(c)
Medical Services & First Aid
Serious
Penalty: $2,125.00Gravity: 03Issued: May 20, 1997Abated: ✓ Yes
29 CFR 1910.20(e)(02)
Other-than-Serious
Penalty: $5,000.00Gravity: 01Issued: April 27, 1995Abated: Pending
29 CFR 1910.20(e)(03)
Other-than-Serious
Penalty: $1,000.00Gravity: 01Issued: April 27, 1995Abated: Pending
29 CFR 1910.151(c)
Medical Services & First Aid
Other-than-Serious
Penalty: $0.00Gravity: 01Issued: March 4, 1993Abated: Pending
This report is compiled from publicly available U.S. Department of Labor enforcement data under the Freedom of Information Act. SVEP Navigator is an independent research and analysis platform and is not affiliated with, endorsed by, or connected to OSHA, the Department of Labor, or any federal agency. Information is provided for research, educational, and compliance planning purposes only and does not constitute legal advice. Penalty amounts shown are proposed penalties and may have been modified through contest proceedings or settlement.
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Frequently Asked Questions
What OSHA violations was CATERPILLAR, INCORPORATED cited for?

CATERPILLAR, INCORPORATED received 35 citation(s) covering 9 distinct OSHA standards. Total proposed penalties were $36,235.00. The inspection opened on 1997-03-19.

How much was CATERPILLAR, INCORPORATED fined by OSHA?

OSHA proposed penalties of $36,235.00 against CATERPILLAR, INCORPORATED in YORK, PA. Average per citation: $1,035.29.

Is CATERPILLAR, INCORPORATED a safe workplace?

Based on enforcement records, CATERPILLAR, INCORPORATED has a risk score of 82 out of 100. Federal investigators determined that one or more violations at this facility were committed willfully — meaning the employer either knowingly failed to comply with OSHA standards or acted with plain indifference to employee safety. Willful violations carry the highest penalty multipliers under the OSH Act.

How does this penalty compare to the industry average?

The average penalty for Industry Sector 00 facilities is $1,195.75. This facility penalty of $36,235.00 is above the industry average.