Tier 2 Severe

CATERPILLAR, INC.

📍 ROUTE 31 SOUTH, AURORA, IL 60507🏭 Industry Sector 00📅 1993-10-14
$69,785.00
Total Penalties
151
Citations
73/100
Risk Score
373
Analysis Words
Enforcement Analysis

According to U.S. Department of Labor enforcement records, CATERPILLAR, INC. — a industry sector 00 facility located at ROUTE 31 SOUTH, AURORA, IL 60507 — was the subject of a formal OSHA inspection that resulted in 151 citation(s) and cumulative proposed penalties of $69,785.00. The inspection case was opened on 1993-10-14.

Federal investigators determined that one or more violations at this facility were committed willfully — meaning the employer either knowingly failed to comply with OSHA standards or acted with plain indifference to employee safety. Willful violations carry the highest penalty multipliers under the OSH Act.

State Context: Within IL, this facility's penalty places it at the 100th percentile among 88,899 inspected facilities. The statewide average penalty is $3,496.90.

Citation Analysis: The inspection produced 151 citations spanning 8 distinct OSHA regulatory standards. The citation breakdown includes: 8 other-than-serious — The violation has a direct relationship to job safety and health but is unlikely to cause death or serious physical harm. 5 serious — A workplace hazard that could cause death or serious physical harm exists, and the employer knew or should have known about the condition. 2 willful — The employer intentionally and knowingly committed the violation, demonstrating either an intentional disregard for the requirements of the OSH Act or plain indifference to employee safety and health.

Enforcement Timeline: Citations were issued beginning May 19, 1987 with the latest abatement deadline set for February 28, 2011. Of the 151 total citations, 7 (5%) have been marked as abated in DOL records, which may indicate ongoing compliance gaps requiring further regulatory attention.

Penalty Assessment: The cumulative penalty of $69,785.00 reflects OSHA's gravity-based penalty calculation methodology, which considers the severity of potential injury, the probability of occurrence, the employer's size, good faith, and violation history. The per-citation average of $462.15 falls within the standard penalty range.

The 1993 inspection of Caterpillar’s Aurora facility revealed a systemic failure in

Citation Matrix — 151 Citations
29 CFR 1904.7(b)(01)
Other-than-Serious
Penalty: $1,000.00Gravity: 00Issued: March 7, 1996Abated: ✓ Yes
29 CFR 1910.254(d)(09)
Serious
Penalty: $1,200.00Gravity: 03Issued: November 12, 1993Abated: ✓ Yes
29 CFR 1910.212(a)(01)
Machine Guarding — General Requirements
Serious
Penalty: $2,000.00Gravity: 05Issued: March 2, 1994Abated: ✓ Yes
29 CFR 1910.212(a)(02)
Machine Guarding — General Requirements
Serious
Penalty: $0.00Gravity: 05Issued: March 2, 1994Abated: ✓ Yes
29 CFR 1910.333(c)(10)
Serious
Penalty: $0.00Gravity: 03Issued: March 2, 1994Abated: Pending
29 CFR 1910.212(a)(01)
Machine Guarding — General Requirements
Serious
Penalty: $7,000.00Gravity: 10Issued: February 23, 2011Abated: Pending
29 CFR 1904.2(a)
Willful
Penalty: $25,625.00Gravity: nanIssued: May 19, 1987Abated: ✓ Yes
29 CFR 1904.4
Willful
Penalty: $0.00Gravity: nanIssued: May 19, 1987Abated: ✓ Yes
29 CFR 1910.1101(f)(01)
Other-than-Serious
Penalty: $0.00Gravity: nanIssued: May 19, 1987Abated: Pending
29 CFR 1910.1200(e)(01)
Hazard Communication Standard (Chemical Safety)
Other-than-Serious
Penalty: $0.00Gravity: nanIssued: May 19, 1987Abated: ✓ Yes
29 CFR 1910.1200(g)(02)
Hazard Communication Standard (Chemical Safety)
Other-than-Serious
Penalty: $0.00Gravity: nanIssued: May 19, 1987Abated: Pending
29 CFR 1910.1200(g)(02)
Hazard Communication Standard (Chemical Safety)
Other-than-Serious
Penalty: $0.00Gravity: nanIssued: May 19, 1987Abated: Pending
29 CFR 1910.1200(g)(02)
Hazard Communication Standard (Chemical Safety)
Other-than-Serious
Penalty: $0.00Gravity: nanIssued: May 19, 1987Abated: Pending
29 CFR 1910.1200(g)(02)
Hazard Communication Standard (Chemical Safety)
Other-than-Serious
Penalty: $0.00Gravity: nanIssued: May 19, 1987Abated: Pending
29 CFR 1910.1200(g)(02)
Hazard Communication Standard (Chemical Safety)
Other-than-Serious
Penalty: $0.00Gravity: nanIssued: May 19, 1987Abated: Pending
This report is compiled from publicly available U.S. Department of Labor enforcement data under the Freedom of Information Act. SVEP Navigator is an independent research and analysis platform and is not affiliated with, endorsed by, or connected to OSHA, the Department of Labor, or any federal agency. Information is provided for research, educational, and compliance planning purposes only and does not constitute legal advice. Penalty amounts shown are proposed penalties and may have been modified through contest proceedings or settlement.
More IL Enforcement Records
MIRACAPO PIZZA COMPANY LLC DBA LITTLE LADY FOODS
GURNEE, IL
$3.1M
32 cit.
ALL-FEED PROCESSING AND PACKAGING, INC.
GALVA, IL
$1.3M
135 cit.
CLARK OIL REFINING CORPORATION
BLUE ISLAND, IL
$1.3M
82 cit.
AB SPECIALTY SILICONES, LLC
WAUKEGAN, IL
$1.2M
21 cit.
MIDWEST METALLICS L.P.
SUMMITT, IL
$794.2K
52 cit.
Other Inspected Facilities in AURORA, IL
DUKANE PRECAST INCORPORATED
$303.9K
12 cit.
WORLD COLOR - AURORA DIVISON
$80.5K
25 cit.
DYNAWELD, INC.
$66.1K
101 cit.
AJ PROFESSIONAL ROOFERS, INC.
$64.0K
4 cit.
DURO-WAL, INCORPORATED
$58.9K
95 cit.
Related Guides & Tools
OSHA Fines & Penalties Guide →
How OSHA calculates penalties and maximum fine amounts.
After an OSHA Inspection →
Citations, appeals, and penalty negotiation steps.
Top 10 OSHA Violations →
The most frequently cited standards nationwide.
Penalty Calculator →
Estimate fines by violation type, industry, and size.

Explore more: OSHA enforcement in AURORA · Illinois data · Search the database · Incident Rate Calculator

Frequently Asked Questions
What OSHA violations was CATERPILLAR, INC. cited for?

CATERPILLAR, INC. received 151 citation(s) covering 8 distinct OSHA standards. Total proposed penalties were $69,785.00. The inspection opened on 1993-10-14.

How much was CATERPILLAR, INC. fined by OSHA?

OSHA proposed penalties of $69,785.00 against CATERPILLAR, INC. in AURORA, IL. Average per citation: $462.15.

Is CATERPILLAR, INC. a safe workplace?

Based on enforcement records, CATERPILLAR, INC. has a risk score of 73 out of 100. Federal investigators determined that one or more violations at this facility were committed willfully — meaning the employer either knowingly failed to comply with OSHA standards or acted with plain indifference to employee safety. Willful violations carry the highest penalty multipliers under the OSH Act.

How does this penalty compare to the industry average?

The average penalty for Industry Sector 00 facilities is $1,195.75. This facility penalty of $69,785.00 is above the industry average.